Federal regulations and state laws dictate how financial institutions may use and collect information obtained from clients and consumers. Financial institutions are required to employ physical, administrative, and technical safeguards to protect and maintain client and consumer data in their possession. Clients and consumers must be provided with notice as to the information a financial institution collects about them, how the information is used by the financial institution, and how they may opt-out of information sharing with unaffiliated third parties. Many jurisdictions require that clients be notified in the event that certain information is compromised while in possession of the financial institution. The purpose of this policy is to formalize the requirement of all Quint Capital Corporation employees, agents, contractors and third party service providers to comply with applicable federal and local regulatory, legal and contractual requirements pertaining to client and consumer privacy. All employees, agents, contractors and third party service providers of Quint Capital Corporation are required to comply with relevant national and local legal, regulatory and contractual requirements concerning the collection, processing, and protection of private consumer and client data. See more information further below.The following information contains QCC privacy policy designed to protect the confidentiality of current or former customers of QCC. Your relationship with QCC was established when you opened a brokerage account. We receive your nonpublic personal information for the sole purpose of servicing your account. This information is presented to you in conformity with Regulation S-P, 17 CFR 248.1-248.3, under Title V of the Gramm-Leach-Bliley Act, codified as 15 U.S.C. 6801-6831. The nonpublic personal information which identifies you or your account is hereafter referred to as “personal information.” Maintaining personal information securely and confidentially is a priority of QCC.

Your Non-Public Personal Information – QCC does not sell you non-public personal information. We will only disclose your non-public personal information, which includes any personally identifiable information about you, as indicated in this policy, if we have obtained your consent or we are required by law to disclose such information. In order to provide you with the highest quality of service, QCC collects the following types of nonpublic personal information:

Non-Public Personal Information Disclosed – Nonpublic personal information is disclosed in connection with servicing your account for the purposes of providing services which includes, among other things, settlement, billing, processing, clearing, transferring, reconciling, collection and tax reporting.

Affiliates and Non-Affiliated Third Parties to Whom We Disclose – QCC does not disclose any nonpublic personal information about you except as permitted by law.

Former Customers – QCC will only disclose nonpublic personal information about former customers as required by law or upon your request.

Prioritizing Security of Information – QCC is committed to maintaining appropriate measures to insure that your information is secure and confidential. QCC’s information and security procedures include, but are not limited to, the following features: Access controls on customer information systems, including controls to authenticate and permit access only to authorized individuals and controls to prevent employees from providing customer information to unauthorized individuals who may seek to obtain this information through fraudulent means; Physical access restrictions at locations containing customer information, such as buildings, computer facilities, and record storage facilities to restrict access to unauthorized individuals; Stringent pre-employment screening, including fingerprinting, background checks and verification of previous employment; Monitoring systems and procedures to detect actual and attempted attacks on or intrusions into customer information systems; A disaster recovery plan to protect against loss of or damage to customer information due to potential environmental hazards, such as fire and water damage or technological failures.

Additional Information – May be obtained by calling QCC.